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Practice Management

3 Must-Read Pieces for Practice Management: September 16 Edition

Kristan Wojnar, RCC™ Sep 16, 2019


Every month, we bring you a curated list of must-read articles geared towards helping you grow your investment advisory practice. Industry veteran Kristan Wojnar uses her vast experience to handpick these articles after conducting thorough research. If you are looking for the right guidance to grow your practice, follow our Practice Management center.


We are looking at three very different topics this week, including compliance, tips for rookie advisors and implementing changes with your staff. First up, we have a piece from an author that suggests amongst all the compliance red tape, there are really just three things that matter most. Next up is a piece that provides stellar insight for entry-level financial advisors. Our last piece looks at how to implement changes with your team members.

In an industry where compliance seems to be heightened daily, this piece offers advice on the 3 things that matter most.

Are you a new financial advisor or mentoring a new advisor on your team? Check this piece out for some great tips for rookies.

Is implementing change a struggle with your staff? This piece provides tips on how to get your team to implement changes by letting them create the changes.

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